A major element of SPCG’s capital markets practice are services for investment funds and investment firms at each stage of their activities:
We also offer services to other capital market or financial institutions, including trade organisers, banks, insurance companies or pension fund management companies, in all matters concerning their activities, mainly regulatory matters.
SPCG provides advisory services in the processes of acquisition of financial institutions’ stock and represents clients before the competent authorities to make the applicable notifications and obtain the required approvals. We have extensive experience representing clients in dealings with institutions such as:
In its capital market practice, SPCG cooperates on an ongoing basis with the Chamber of Fund and Asset Management (“IZFiA”) in the field of consultancy in legislative work and creating environmental standards for fund management companies and funds managed by them. We also cooperate with the Chamber of Brokerage Houses („IDM”) in legislative work on the functioning of investment companies on the Polish capital market. Thanks to the cooperation with both Chambers, we are constantly involved in the process of creating legislation regarding the capital market in Poland.
As an important and large part of capital market practice, SPCG provides services related to securitization. Our services in that area relate specifically to:
Members of our team co-authored legal regulations related to securitization. Thanks to on-going cooperation with IZFiA, we are constantly involved in the legislative process regarding provisions important from the point of view of participants in the securitization processes. In our practice, we advise foreign and domestic investors, as well as fund management companies and entities managing the portfolio of receivables (servicers) in relation to the construction of various transactions involving the sale of receivables, including tax and regulatory aspects of such transactions.
Our practice in capital markets in relation to transactional advisory comprises the provision of services concerning: