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SPCG has developed a wide scope of services for investment firms, including advisory services on establishment of such businesses, obtaining of permits from the Polish Financial Supervision Authority to extend business operations, adjustment of rules and internal regulations to the amended law, on-going advising on compliance of investment business operation with legal regulations, the functioning of internal control and audit, compliance with technical and organizational requirements, protection of professional secrets, protection of personal data, application of abusive clauses and representation of investment businesses in disputes with the regulator and with clients.

Our lawyers have extensive experience in issues related to the implementation and application of the MiFID II directive.

SPCG is also an expert in advisory services to foreign entities from the EU with regards to regulated activity in Poland based on the European single passport, including development of the applicable documentation and representation before the Polish Financial Supervision Authority.

SPCG’s lawyer have been active in the capital market or regulatory bodies for many years and have also collaborated with institutions operating in the capital market (the Chamber of Brokerage Houses, the Chamber of Fund and Asset Management), thereby participating in defining the legal regulations pertaining to investment businesses.

 

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